Lorraine Sommers

Chief Operations Officer, Chief Compliance Officer

Education:

B.A., Economics; University of California at Berkeley. Previously held FINRA Series 7, 24, 52 and 53 licenses.

Business Activities:

Responsible for overseeing the firm’s internal functions and proactively assures the firm’s ongoing compliance with SEC regulations. Prior to joining Savant, Lorraine was a Trading Manager, Operations Manager and Compliance Manager for several Bay Area investment firms.